Code Of Ethics

Smart PortfoliosTM, LLC has established a Code of Ethics based on the principle that the Firm owes a fiduciary duty to its clients.

The confidence and trust placed in our firm and its employees by our clients is something we value and endeavor to protect. Smart PortfoliosTM LLC and its employees are subject to the following specific fiduciary obligations when working with clients:

  • To place the client’s interest ahead of the Firm’s interest.
  • Engage in personal investing that is in full compliance with the Firm’s Code of Ethics.
  • Maintain independent and impartial advice by avoiding gifts or gratuities from individuals seeking to do business with the Firm.
  • Maintain full compliance with the Federal Securities Laws.