Code Of Ethics

Smart PortfoliosTM offers multiple portfolio solutions using Dynamic Portfolio OptimizationTM (DPO) process to maximize risk-adjusted returns.

The confidence and trust placed in our firm and it's employees by our clients is something we value and endeavor to protect. Smart PortfoliosTM LLC and its employees are subject to the following specific fiduciary obligations when working with clients:

  • The duty to have a reasonable, independent basis for the investment advice provided.
  • The duty to obtain best execution for a client’s transactions where the Firm is in a position to direct brokerage transactions for the client.
  • The duty to ensure that investment advice is suitable to meeting the client’s individual objectives, needs and circumstances.
  • A duty to be loyal to clients.